Two or more years of experience. Fully managing a segment of the firm's clients, responsible for client retention and driving significant new business. Level One Senior Advisor(s) are expected to have expertise in the following skill areas: • Financial planning and financial advice • Client service • Compliance process • Project/time management • Client and internal communications. They typically work to develop their skills in the following areas: • Relationship management • Networking • Business development • Management and leadership • Coaching and mentorship.

• General Support:

  • Researches new investment products and vendors.

  • Facilitates the adoption of new technology by client service teams and provides training as necessary. 

  • Frequently supervises and trains entry-level positions and the Operations.

  •  Advises clients on appropriate financial products in the context of their plans.